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Ventilation Systems and Prevention of Respiratory
Illness: Requirements for Heating, Ventilation and Air Conditioning in Health
Care Facilities
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Wednesday November 9 2005
Operator: Good afternoon and welcome to the Health Care Health and
Safety Association's Teleconference on Ventilation Systems and Prevention of
Respiratory Illness. At this time all participants are in a listen-only mode.
Following the presentation we will conduct a question-and-answer session. To
participate, press *, 1 to register for a question. Should you require any
assistance during the call, please press *, then 0 on your touch-tone phone. I
would now like to turn the meeting over to OSACH Consultant, Peggy Swerhun.
Please go ahead Peggy.
Peggy Swerhun: Thank you. Good afternoon and thank you for joining us.
As the Operator mentioned, our topic today is Ventilation Systems and Prevention
of Respiratory Illness. My name is Peggy Swerhun, the OSACH Consultant for
central northeast Ontario, and I'll be your host this afternoon.
We are very pleased to have Dr. Leon Genesove as our speaker today. Dr.
Genesove is the Chief Physician for the Ontario Ministry of Labour, Occupational
Health and Safety Division. He is a specialist in occupational medicine and a
lecturer at the University of Toronto, Department of Medicine. If you wish to
download today's PowerPoint presentation, you may go to our website,
www.osach.ca and click on the Teleconference link. And now, Dr. Genesove.
Dr. Leon Genesove: Thank you very much Peggy. And I'd like to thank
the Ontario Safety Association for Community and Healthcare for their invitation to speak to
you today. So first, let me give you a list of topics I'm going to cover. It's
slightly broader than the title of the presentation because I'm going to focus
on a number of aspects related to Legionnaires' Disease and Prevention of
exposure to Legionellae.
So I'm going to start off with a review of Legionnaires' Disease; then a
regulatory review, specifically in terms of occupational and safety; discuss a
bit on HVAC and potable water system maintenance; a little bit on airborne
infection in isolation rooms because that relates to ventilation, although it's
not specific at all to Legionnaires; and then a review of the guidelines that
relate to prevention of Legionellae transmission, Ministry of Labour guidelines
which deal with HVAC systems; finish with disease control, ASHRAE and CSA
guidelines, although I may go through them quickly depending on our time; and
then finally discuss what I'm sure a lot of you want to know: what expectations
does the Ministry of Labour have? To you as the employer, as the workplace
party, as the worker joining the health and safety committee, what does the
Ministry of Labour expect you to do to protect your workers from Legionellae
exposure? And again, I'll be focusing mainly on occupational health issues and
worker protection. Of course, in most cases, this will also protect residents
and patients of your facilities, but I won't be speaking to that specific issue
of patient safety.
So, what is Legionnaires' Disease? And if you're following along in the
presentation package, the PowerPoint, we're on Page 3, we're going to expand a
bit from what's there. The Legionnaires' Disease is an essentially fatal
pneumonia that's caused by infection with Legionellae bacteria. And again, our
concern here is Legionellae pneumophila bacteria. It causes pneumonia, and
people may have a range of symptoms. Some of the more severe symptoms that
people have when they develop this disease are high fever, dry cough, shortness
of breath and diarrhea. So if one has an outbreak within a facility of patients
or workers with these symptoms, especially in a health care facility, then
certainly Legionellae infection should be part of the differential diagnosis.
The Legionellae bacterium is very common in the natural aquatic environment
and it's found pretty much in all sources in the natural environment, in wet
soil and a number of other locations, anywhere where there's water and wet soil.
It grows extremely well at water temperatures of 25 degrees Celsius to 42
degrees. The problem occurs when you have amplification in man-made water
systems, meaning that the Legionellae bacteria starts to multiply and they tend
to grow and infect, in the aquatic environment, protozoa and amoebae. There'll
be a lot where there's protozoa and amoebae are growing in an aquatic
environment; generally the Legionellae will be multiplying in zygote organisms.
But certain conditions will cause Legionellae growth in man-made water
systems or air-handling systems that have cooling towers. Cooling towers have a
range of water of temperatures of 30 to 45 degrees Celsius. And when I'm talking
about cooling towers, I'm referring to one specific type of cooling tower.
There's three main types of cooling towers and one type that's in common use is
susceptible to Legionellae contamination. The type I'm referring to is an open,
recirculating water, cooling tower system and I'm going to describe that a
little bit later on.
So there's a risk when bacteria grow or amplify and when they become airborne
somehow. So either through spraying, splashing, misting, or bubbling of air
through contaminated water, this will create droplets or aerosols of water that
are contaminated with Legionellae and create the potential for exposure and
inhalation. The infection is caused by inhalation of the water droplets or
aerosols deep into the lungs. There, the Legionellae bacteria will multiply
inside of pulmonary macrophages in the lung, which are scavenger cells that pick
up debris and bacteria, and the lung will pick them up and then the Legionellae
grows inside them and if they overgrow then they cause infection and symptoms I
mentioned, plus pneumonia.
So who is at risk? We're on Page 4: who is at risk? So not everyone who
inhales the Legionellae bacteria will get Legionnaires' Disease. The fact is
that what increases the risk for developing Legionnaires' Disease include:
increased age; heavy smoking, which has a very detrimental effect on the
respiratory system; a weakened immune system; underlying medical problems; and
heavy consumption of alcohol. So outbreaks in health care facilities are
commonly reported, especially in long-term care facilities because many patients
will have at least some of these risk factors.
I've talked about the risk of exposure from aquatic environments and where
water is contaminated with Legionellae, but it's important to note that in a
health care setting there is no human-to-human transmission. So if you have an
individual or patients or residents infected with Legionellae there is no
human-to-human transmission. In a health care setting only routine precautions
are required in patient care settings for health care workers when they're
dealing with patients who have known Legionellae pneumonia.
Now let's look at sources of Legionellae on Page 5. Legionellae bacteria have
been isolated from or associated with outbreaks from various man-made water
sources including water mist from cooling towers or evaporative condensers in
heating or ventilating systems or air conditioning systems; humidifiers and
grocery produce misters; hot and cold potable water distribution systems,
although the main problem is in hot water systems; and others such as hot tubs,
spas, baths, decorative fountains and non-potable water cooling systems. Now, in
a health care setting, potable heated water systems, as I've mentioned, and
cooling towers are probably the most important potential sources of Legionellae
for the health care systems.
And now a little bit about what a cooling tower is. It's not in the written
part of the presentation, but just so everybody knows, a cooling tower is an
evaporative heat transfer device, where outdoor air cools warm water through
direct contact between the water and the outdoor air and by evaporating part of
the water. Air movement through a cooling tower is usually achieved by a fan,
though in some cases it may be passive, but usually it's achieved by fan. And
often there's some type of fill that's used to increase contact between the
water and the cooling outdoor air.
Now, water from the cooling tower is piped to an evaporative condenser inside
the air conditioning system, which is located inside the building. There the
cool water is heated by warm air from inside the building, so the warmth of the
air from inside the building is removed by being basically drawn up by the cool
water. Then this cool water, which has become warm now because it's absorbed the
heat from the warm air, is sent back to the cooling tower to be cooled again. So
basically, it's a two-part system, with a cooling tower outside and the
evaporative condenser somewhere inside or at the top of the HVAC system,
depending on the type of system; there are many different designs.
Now, the water temperature in the cooling tower and the entire system usually
ranges from 29 degrees Celsius to 35 degrees Celsius. Sometimes it has a wider
range depending on the external temperatures, but generally it's 29 to 35, which
happens to be the ideal temperature range for Legionellae growth. That's why
cooling towers, if they're not properly maintained, are high risk, because
they're at the proper temperature for Legionellae amplification.
Now, how does the Legionellae get into the cooling tower water system? Well,
it usually enters the cooling water system through the makeup water. This is
water that's used in the cooling towers to replace water that's evaporated, and
it will often contain traces of Legionellae. Then the Legionellae will infect
and go inside the amoebae and protozoa, which are always in any type of
recirculating water system. And the Legionellae will grow and with the water
temperatures that are typical in the cooling towers, you get amplification of
Legionellae.
The protozoa that I mentioned that are found in any recirculating water
source are highly resistant to biocides that are put in cooling towers.
Therefore, it's very important - and we'll see this in the Standards that I'll
discuss later on - it's very important to limit and clean any microbial biofilm
that will provide the protozoa with nutrients to grow, because the Legionellae
grow in the protozoa, so you've got to ensure that the microbial biofilm is kept
to a minimum. Legionellae will also grow the same way in potable water plumbing
systems in dead-end segments where you get sludge and biofilm accumulating. The
Legionellae grows there because there's a biofilm that Legionellae and the
protozoa thrive on.
There are other types of cooling towers, as I've mentioned. They all have
their own specific maintenance requirements, but they're not usually a problem
for Legionellae growth.
So what are the conditions for Legionellae bacteria growth? I've discussed
some of this already. The conditions that promote the growth of Legionellae
bacteria in water systems include hot temperatures and stagnation, so if the
cooling tower hasn't been used for three days or has been turned off for more
than three days or is only used once a week, there'll probably be Legionellae
starting to amplify in the system once it's been stagnant for more than three
days. If there is sediment, rust, scale, or sludge, this all provides a nutrient
source for the protozoa and amoebae and subsequently for the Legionellae that
grows there in slime and other water organisms. And you also see Legionellae in
cold water systems, the potable systems, if the water temperature isn't
maintained below 20 degrees Celsius.
We'll talk a little bit about the Ministry of Labour Role. In the event of an
outbreak of Legionnaires' Disease, where workers are affected together with the
public, such as we had recently, the local public health unit usually leads the
investigation. Legionnaires' is a reportable disease, and usually the local
public health unit will lead an investigation of a Legionnaires outbreak. The
Ministry of Labour coordinates with public health where there is joint
jurisdiction, meaning workers are involved, and the Ministry of Labour will
investigate to ensure that employers take the appropriate precautions to protect
workers and prevent a recurrence. The Ministry of Labour also has a proactive
role to ensure employers take steps to prevent worker exposure and illness. ...
and just to let you know - because somebody's going to ask this, I'm sure - the
Ministry of Labour right now is working together with the Ministry of Health and
Long-Term Care to develop a common approach to Legionellae to avoid undue
compliance problems.
Anyhow, what should employers do? Employers have control of the workplace and
the main responsibility for protecting workers. Employers have to identify and
assess the risk of bacterial growth in all water systems and all ventilation
systems in the building. Employers have to develop written preventive
maintenance programs with appropriate control measures. They have to develop
non-emergency and emergency start-up and shut-down procedures. The employer has
to train workers who are maintaining or operating the air handling systems and
water systems in the measures and procedures required to maintain those systems
in a safe manner. So precautions are necessary to protect workers; even personal
protective equipment, if necessary. Employers are obligated to train workers.
And this all has to be done, of course, in consultation with the joint health
and safety committee in the workplace. The employer also has to monitor the
effectiveness of the control program for the water systems on a scheduled basis:
that may be measuring water temperature, checking biocide levels and doing
visual inspections. I'll go through some of that in detail later on.
Next, on Page 9, I'll just go quickly through some of the legislation and
guidelines that may impact here from an occupational health and safety
standpoint. There's the Occupational Health and Safety Act and the Regulation
for Health Care and Residential Facilities, which will be very important for
the health care sector. CDC has the Guidelines for Environmental Infection
Control in Health Care Facilities, which is extremely good. They also have
the Guidelines for Preventing Health-Care-Associated Pneumonia. ASHRAE
has an excellent guideline on minimizing the risk of legionellosis associated
with building water systems: I urge all of you to make yourselves especially
familiar with that particular guideline. CSA has a standard on requirements for
HVAC systems in health care facilities [Z317.2-01], which everybody should have
and be following. There's also a very important standard on infection control
during construction or renovation of health care facilities [Z317.13]. So if
you're doing any construction in your health care facility or major renovations
and you want to protect people from those nosocomial infections, you have to
look at that standard. Health Canada of course, also has a standard on Prevention
of Construction-related Nosocomial Infections to Protect Patients in Health Care
Facilities.
In the Occupational Health and Safety Act, I want to go quickly
through a number of the employer's responsibilities in the specific sections of
the Act that you should be looking at. 25(1)(b) requires employers to ensure
that equipment, materials and protective devices are maintained in good
condition. The Ministry of Labour interprets that as including maintenance of
water and ventilation systems to prevent Legionellae growth.
Employers are required to provide information, instruction and supervision to
protect workers, so that'll be people doing preventive maintenance or operation
of water and ventilation systems or any emergency operations; that's 25(2)(a) of
the Occupational Health and Safety Act.
25(2)(h) of the Occupational Health and Safety Act states that
employers should take all reasonable measures for the protection of workers. And
again, from the enforcement standpoint of the Ministry of Labour, that will
include identifying, assessing and implementing control measures to prevent
Legionellae growth in water and ventilation systems.
If an outbreak occurs, under 52(2) of the Act, the employer is required to
report an occupational illness to the Ministry of Labour and the joint health
and safety committee and trade union, if any, in the workplace in writing within
four days. So, as an employer, if you have a worker that develops a Legionellae
infection - or for that matter any other communicable disease infection - as a
result of exposure in the workplace, then that's considered an occupational
illness, and you must report to the Ministry of Labour, take it to the
committee, trade union, if any, in writing within four days of your becoming
aware of that.
There's the Regulation for Health Care And Residential Facilities,
which hopefully everybody's familiar with. Again, this has additional employer
responsibilities. In that regulation, in Section 8, it says that in consultation
with the joint health and safety committee, the employer has to develop,
establish and put into effect measures and procedures to protect the health and
safety of workers. It has to be reduced to writing to protect health and safety
for the control of legionellosis. And again, these measures and procedures
should be in writing in terms of safely inspecting, cleaning and maintaining
water and ventilation systems. Also, in (1)12, it says the employer shall reduce
to writing measures and procedures for the use, wearing and care of all personal
protective equipment; meaning any personal protective equipment that's used by
workers who operate, inspect or maintain water and ventilation systems. There
have to be written measures and procedures and there has to be training, of
course. And again, in consultation with the joint health and safety committee,
the employer has to develop and provide training programs on these measures and
procedures.
On Page 12, on Section 10(1) of the regulation, the employer has to ensure
that workers who are required to use any protective clothing, equipment or
device - for example, those maintaining ventilation systems - are trained on the
care, use and limitations of that protective device before using it. And the
employer also has to ensure that the protective equipment is properly used,
maintained, inspected, stored, and is a proper fit. So, if it's a respirator, it
has to be an appropriate size, and there must be proper fit testing for it if
it's a type that requires fit testing.
The Health Care And Residential Facilities regulation has specific
requirements for ventilation - this is on Page 13. It is very important that
employers carry out these responsibilities. Section 19(2) requires that the
mechanical ventilation system shall be inspected every six months to ensure it
is in good condition, meaning no potential for Legionellae growth. This is a
generic requirement; it's a minimum inspection only. As you see for cooling
towers, they'll actually need much more frequent inspection and maintenance. The
inspection has to be carried out by a qualified person, and the qualified person
has to file an inspection report and provide a copy of the inspection report to
the joint health and safety committee. The ventilation system has to be serviced
and maintained in good condition as recommended by the manufacturer or by a
qualified person as per the inspection report. So you have to look at the
manufacturer of the cooling tower system and find out what their maintenance
procedures are. You're probably using biocides in that cooling tower system, and
you have to go by the recommendations of the biocide manufacturer. Also, whoever
supplies you the biocide should be giving you advice on maintenance and what to
do, and you have to follow that.
The Ministry of Labour a long time ago - I think about 10 years ago, when the
Health Care Reg first came out - published a guideline for Ventilation
Inspection And Records For Health Care And Residential Facilities. So that was
put on the Ontario Safety Association for Community and Healthcare [ http://www.osach.ca/products/
teleconf/VentilationInspectionEng.pdf ] website as part of this
presentation. Generally, it details requirements for Section 19 of the
Regulation for semi-annual inspection and record keeping. So the HVAC system
records should include a description of the location of the outdoor air intake
and air handling units; air volumes; percentage of outdoor air; how the fans and
dampers for the outside air are controlled; and how the temperature, humidity
and air distribution are controlled - these are all very important items to
know, and they are required for maintenance purposes. The records should also
include what types the filters are; the maintenance schedule whereby they're
changed and inspected on a regular basis; the maintenance program for fan and
drive components, drain pans, the valves, the nozzle controls, et cetera - you
have to be checking these, monitoring, keeping records. You also have to know
about the type of biocide that's used and how frequently it's used.
The guideline talks about qualified persons inspecting the system and what
the inspection has to include: the exhaust hoods, outdoor air intakes, ductwork,
reheat coils and mixing boxes, the HVAC equipment, et cetera. In the
humidifiers, cooling coils and drain pans, et cetera throughout the entire
ventilation system, you have to look for cleanliness, ensure there's no slime or
mould, that the drains are clear, and that there's no stagnant water or odours.
For the cooling towers, you must ensure, again, that the drains are clear, and
that there's no stagnant water, no bird droppings, no slime or biofilm or mould
build-up.
I want to go over quickly the Centers for Disease Control Guidelines for
Environment Infection Control in Health Care Facilities. They discuss a
number of issues both in terms of air handling systems and potable water systems
that I'm just going to briefly review. There are recommendations for air
handling systems in that guide, and they also discuss construction, renovation,
remediation, repair and demolition. The guideline outlines the infection control
and ventilation requirements for the patients' protective environment rooms, for
airborne infection isolation rooms, and for airborne-transmitted infections in
operating rooms. It's very important that you have a look at this because they
have different, specific requirements. They also discuss other infectious
aerosol hazards in health care facilities.
A little bit about airborne infection isolation rooms. I think it's a good
time to just review this, although it's not related to the topic of Legionellae,
but it is part of the title of the presentation today. We want to maintain
continuous negative air pressure, and that means that the air pressure in the
room has to be monitored periodically - at least, as far as I'm concerned,
daily, when there's a patient in the room - with a permanent visual monitoring
mechanism. You have to ensure that the rooms are well sealed with no leakage,
and there have to be self-closing devices on exit doors.
For newly constructed airborne infection isolation rooms, there should be at
least 12 air changes per hour. For existing rooms, the guidelines say at least
six air changes per hour. The exhaust from these rooms should be directed
outside, away from the intake or, if it has to be filtered, there should be HEPA
high-efficiency filtration and/or ultraviolet-light-filtered exhaust. Again, one
has to monitor and document daily the negative airflow in all these rooms when
they're occupied by patients. One has to provide backup emergency power
air-handling and pressurization systems to maintain the filtration. There has to
be constant air changes per hour and pressure differentials in these isolation
rooms. Whenever feasible, one should design and install fixed backup ventilation
systems for new or renovated construction of isolation rooms, and implement
environmental infection control measures for patients that are diagnosed or
suspected of having airborne infectious disease.
Again, in the CDC guidelines there are recommendations for preventing the
spread of waterborne micro-organisms, including Legionellae. It talks about
routine prevention of waterborne microbial contamination within the distribution
system, as well as strategies for repair or emergencies, and any additional
engineering measures that may be necessary following an epidemiologic
investigation in the event of an outbreak. It has general infection control
guidelines for preventing Legionnaires' Disease and for preventing Legionnaires'
Disease in protective environments and transplant units. It talks about cooling
towers and evaporative condensers and some other sources of Legionellae
contamination specific to the health care system. For example, you may have to
look at quality of dialysis water and dialysate, and consider the hydrotherapy
tanks and pools - which should be operated in ideal temperatures, of course, for
Legionellae growth - because if there's air bubbling through them, you get mists
and aerosols, and it's a high risk. There have been many reports of Legionellae
outbreaks associated with hydrotherapy tanks and pools. And then there's all
sorts of other miscellaneous medical equipment that's connected to some type of
water system.
The CDC guideline also has some general infection control measures for
preventing Legionnaires' Disease. One has to conduct an infection control risk
assessment - this applies to everything, of course, in the health care system -
and implement general strategies to detect and prevent Legionnaires' Disease,
including a surveillance process, meaning surveilling both patients and staff;
informing health care staff about the potential for Legionnaires' Disease and
Legionnaires' contamination in the environment; and the ability, of course, to
provide lab tests for diagnosis; to ensure one has systems in place either
in-house or externally to be able to test clinical and possibly environmental
samples for Legionellae - again, one wants to maintain a high index of suspicion
in high risk facilities, as I've mentioned - and reporting cases of Legionnaires
to local public health authorities, and to the Ministry of Labour if they're
work-related cases. The CDC guidelines also discuss any follow-up measures that
are necessary if there is an outbreak, as well as measures to decontaminate and
prevent Legionellae growth.
They also discuss specifically cooling tower and evaporative condensers and
how they should be maintained: if you're planning construction of a new facility
or if you're putting in a new cooling tower, you want to make sure that you
locate the cooling towers so that drift is directed away from air intake
systems. You want to design the towers with drift arresters to minimize the
volume of aerosol drifts. And the CDC guideline also talks about implementing
the ASHRAE standards, which I'm going to talk about later on. Again, CDC also
tells you that if the cooling towers or condensers are implicated in an
outbreak, it's important to decontaminate the entire cooling water system.
The CDC's other guideline on Preventing Health-Care-Associated Pneumonia,
which came out in 2003, has a section on Legionnaires' Disease. It talks about
two approaches to primary prevention of Legionnaires' Disease when there's no
identified cases. The first approach, which I don't recommend, depends on
routine culturing of water samples from the health care facility's potable water
system. Generally, it's not recommended. It's not a substitute for a good
maintenance system. If the test results are negative it doesn't that there might
not be Legionellae bacteria in some other part of the system. It's not something
to rely on.
What you want to do, the second approach, is an engineering prevention and
control approach by maintaining a high index of suspicion, investigating any
potential sources, ensures one's maintaining cooling towers and potable water
systems appropriately and maintaining appropriate potable water systems; for
example, cold temperature systems below 20 degrees C and storing hot water at
greater than 60 degrees C, with a minimum circulating temperature of 51 degrees
Celsius. And of course, you have to have temperature valves at the end use, such
as the showerheads and taps, to ensure that there's no scalding. That of course
creates some maintenance and engineering difficulties for us, but basically
you've got to keep the temperature of the hot water system high to prevent
Legionellae and then have temperature valves at the point of use to ensure that
the temperature is not too high, to prevent scalding.
Then there is secondary prevention, which is basically what you do when
you've identified cases and you have to deal with an outbreak. Again, there's
reporting requirements both to public health and to the Ministry of Labour if
they're work related cases. You have to do an investigation to determine the
source of the Legionellae contamination, and in this particular instance,
environmental sampling for Legionellae contamination will be very useful and
will help you determine what the source of the outbreak is. It may require a lot
of detective work, a lot of sampling in the potable water systems and in the
cooling towers and, results may be negative, but a positive result of
contamination will point you to the source of the problem. That's why
environmental sampling is necessary when there is an outbreak. Again, there has
to be decontamination to treat or eliminate the problem.
I want to go through some examples of controlling Legionellae in cooling
towers, so I put together the next couple of pages, 24 and 25, as a composite of
various sources as practical examples rather than just giving you guidelines. I
want to discuss that for the next few minutes then quickly go through some of
the other guidelines and then take some questions.
When you're starting up a cooling tower early in the cooling season, in April
or May when everyone starts their cooling systems, what do you have to do for a
safe start-up of a cooling tower? Well, first you have to close the ventilation
air intakes located in the vicinity. One has to proceed with visual inspections
to see if there has been any biofilm or sediment build-up during the winter, and
to ensure that the high efficiency drift eliminators are in place and aren't
damaged, and then conduct any repairs that are necessary.
After the water is put in the system, one has to add disinfectant in
sufficient quantities to maintain that disinfectant's ability. Some of the
guidelines talk about maintaining a high amount of disinfectant during at least
one day during the system's start up and then gradually ramping down to normal
levels of disinfectant or biocide. You want to ensure that the system minimizes
water stagnation and minimizes any leaks into the system that might provide
nutrients for bacteria to grow.
Regular maintenance on cooling water systems: basically you're looking at
proceeding with at least monthly visual inspections. And again, there are
recommendations to empty and clean cooling towers at least four times a year to
clean out the sediment and any biofilms. You have to treat the water using a
biocide and a corrosion inhibitor, and you'll usually do a routine microbiologic
and biocide testing as recommended by the biocide supplier and manufacturer,
that includes some routine bacteria testing, not for Legionellae but for other
bacteria. One has to keep a log of maintenance operations and results. Workers
that perform cooling tower maintenance procedures need protective equipment, and
if the cooling tower is contaminated, they may need respirators and you may need
to get some advice on that. Again, routine testing for Legionellae specifically
is not required: only if there's an outbreak or if you're looking for a specific
source.
In an emergency shutdown, when one does have a contaminated cooling tower or
suspects that cooling towers are contaminated, then the system has to be shut
down and cleaned, so one has to ensure that maintenance workers are trained and
protected from the contaminated cooling water tower. A high level of personal
protection is required to protect these maintenance workers. One has to close
any ventilation air intake that's located in the vicinity of the cooling tower
during the emergency shutdown, and one wants to shut down the water system
completely, except for recycling pumps, which are usually kept going. This is
another situation when you have to take environmental samples for Legionellae to
confirm the source. During emergency decontamination - I don't want to go into
too many details - it requires adding a high level of disinfectant and
maintaining that high level of disinfectant for a day, then emptying the device
and repeating the disinfection operation, cleaning the equipment or removing the
grime and then refilling the water and starting up again.
Page 26: I'm going to review quickly the ASHRAE guidelines on minimizing the
risk of Legionellosis associated with building water systems. Again, these are
excellent guidelines, and I urge all of you to go through them carefully. The
purpose of this guideline is to provide information and guidance in order to
minimize Legionellae contamination in building water systems. The ASHRAE
guidelines discuss both potable water systems and emergency water systems, which
I'm going to go through now, and also discuss cooling tower and evaporative
condenser water systems.
ASHRAE talks about factors that may influence growth of Legionellae such as
the chlorine concentration; the temperature; the plumbing system design details
in the potable water system such as the frequency of use, stagnant water, dead
legs, and the temperature. The type of plumbing materials may lead to
Legionellae amplification: rubber washers and fittings may be sources for
Legionellae growth. The greatest risk is when contaminated potable water systems
disperse small droplets into the air, so that may be at shower nozzles or
aerators, or anywhere where water impacts a hard surface. If there's sludge,
that's a source of nutrients for microbial growth.
Recommended treatment from ASHRAE for potable water systems includes, again,
keeping the cold water below 20 degrees C, the hot water above 60 degrees C and
circulated with a minimum temperature of 51 degrees Celsius. Again, you have to
be careful to avoid scalding. I've gone through some of these requirements
earlier. The recirculating pipes should have insulated runs to keep the
temperature high, and you want to avoid dead legs. There's a new approach in
potable water systems to minimizing Legionellae contamination, which you may
want to look in to if you're concerned, called the "copper-silver
ionization system for hot water systems."
High risk patient rooms: probably the only point I'm going to touch on
patients is high risk patients rooms. You want to consider monthly removal of
shower heads and tap aerators to clean out sediment and scale and then clean the
heads and aerators with chlorine bleach. Again, there are requirements for
repair and construction they talk about. The ASHRAE standard talks about
decontamination of hot water systems if they are contaminated and you have an
outbreak of Legionellae, such as raising the water temperature to 71 or 77
degrees or shock treatment with chlorine or flushing out the system at high
temperature at each water outlet.
The ASHRAE standard also talks about - on Page 30 in the presentation -
heated spas and architectural fountains, cooling towers and evaporative
condensers and other systems.
A little bit about ASHRAE and cooling tower evaporator condensers on Page 31.
What ASHRAE are recommending for system maintenance includes: regular visual
inspections, as I've mentioned; ensuring the cold water basin is cleaned if
there's any dirt or organic matter or debris visible; you want to use a
mechanical filtration system on the water to reduce solids in the water; drift
eliminators have to be inspected and cleaned regularly or replaced if
deteriorated or damaged - this is extremely important; they tend to get damaged,
the drift eliminators - and, of course, one has to keep operation and
maintenance records.
And ASHRAE goes into what's listed on Page 32 - I'm not going to go over it -
the type of operation and inspection records that are required to be maintained.
Again, just as a reminder, the Ministry of Labour is going to be looking to you
as employers to implement the ASHRAE standards, if it's appropriate for your
workplace, together with the CSA standards, so I think you may want to take a
quick look at the ASHRAE standards.
Page 33, water treatment systems: I'm just going to leave this for you to go
through.
Now on Page 34 is the CSA standard. This is a CSA standard with the detailed
special requirements for heating, ventilation and air conditioning systems in
health care facilities. I just want to bring to your attention - I'm not going
to go through this now; you can read this - on Page 35, there are three items I
want you to have a special look at.
Section 6.6.8.1: the outdoor air intake has to be located to avoid sources of
contamination - the outdoor intake in the CSA standard has to be located at
least 7.5 metres from the cooling tower - and air handling units have to be
configured to continuously drain water that's ingested through outdoor intake
and condenser cooling coils and humidifiers. I've been into a few workplaces
where that's been a problem.
I'm going on now to page 37 and a couple of other items from the CSA standard
for ventilation systems in health care facilities. 8.2.1 requires that the
expertise and training of operations and maintenance personnel shall reflect the
complexity of the systems. You have to ensure that your maintenance and
operation personnel are appropriately trained and competent, that is, the
Occupational Health and Safety Act definition of what the Ministry of Labour
considers competent. 8.2.2 in the CSA standard talks about maintenance, that
schedules and procedures shall be prepared for regular cleaning,
decontamination, repair and maintenance of all components. Again, two very
important items.
On Page 38, I just want to go over one item, Section 8.4, which talks about
Construction-Related Nosocomial Infections, another important item that you have
to look at.
On Page 39, - we've finished with the CSA standard - there's one standard
that deals very specifically with construction and renovation, from Health
Canada, as I'd mentioned, and CSA has another standard on infection during
construction and renovation of health care facilities. I just want to remind
everybody that if you're doing a construction project, there are requirements in
the Occupational Health and Safety Act and the construction regulations, under
certain conditions to submit a notice of project, before construction projects
and major renovations, to the Ministry of Labour. Just a reminder to everybody
about submitting notice of project for construction and major renovations.
On Page 40, other relevant standards that may be important to you: there's
the Ontario Building Code, which has ventilation and plumbing requirements. And
again, there's a CSA standard which has special requirements for plumbing
installations in health care facilities. You should have copies of all of these
and go over them.
Wrapping up now before our questions: the Ministry of Labour's expectations
of you as an employer - what's the bottom line? What's the Ministry of Labour
expecting? Where are we going to look for compliance with the Occupational
Health and Safety Act and its regulations? This is just a really brief summary
about worker training and education and protection, involving the Joint Health
and Safety Committee, implementation of regular preventive maintenance, routine
maintenance and emergency maintenance procedures based on CDC guidelines, ASHRAE
guidelines, the CSA standards or other professional guidelines that have been
developed and are acceptable. So this is the bottom line, what the Ministry of
Labour is expecting from you in terms of compliance. I've gone through these
standards, so look carefully at them and how they apply to your facility for
cooling water systems and potable water systems. And remember the other issue I
mentioned, about ensuring that airborne isolation rooms are properly maintained
and kept under negative pressure.
That wraps up the presentation component, and Peggy I'll turn it over to you
to deal with moderating the questions.
Peggy Swerhun: Thank you very much Dr. Genesove. We will now accept
questions from participants. The Operator will open the lines and provide you
with assistance.
Operator: Thank you. Ladies and gentlemen, we will now conduct a
question-and-answer session. If you have a question, please press the *,
followed by the 1 on your touch-tone phone. You will hear a tone acknowledging
your request. Your questions will be taken in the order in which they were
received. To remove yourself from the queue, please press the pound sign. One
moment please for your first question. Your first question comes from Charlene
Lunny, and she's calling from OANHSS. Please go ahead.
Charlene Lunny: Yes, my question is related to the reference to
"qualified person," and I know the Act speaks to the fact that you
either could have a qualified contractor or you can have an employee who is
"qualified" doing the various maintenance and inspection activities.
What is the Ministry of Labour's definition of qualified person? Is there a
certain stamp of approval that we should be looking for when we hire somebody?
Dr. Leon Genesove: The Occupational Health and Safety Act talks about
a "competent" person. A person is considered competent by training or
experience. There are some main requirements where people may have to be, for
HVAC systems, certified to certain standards to maintain HVAC systems. I can't
tell you the details of all of these, but you have the responsibility as an
employer to look into that. But the person that does your maintenance has to be
competent either through training or through experience. Again, I'm not familiar
with all the training programs or all of the certifications for maintenance of
ventilation systems but you know there are training courses in maintenance of
ventilation systems and some agencies offer some type of certification. You have
to be satisfied - you have to ensure, as an employer - that whoever's
maintaining your system is competent by some authority or some experience.
Charlene Lunny: OK. So to get someone that's certified in maintenance
of an HVAC system is satisfactory?
Dr. Leon Genesove: Yes, if it's appropriate certification and they
have the training and experience to know what they're doing. But, it's your
responsibility to ensure that the people know what they're doing.
Peggy Swerhun: Next question?
Operator: Thank you. Your next question comes from Lee Bertrand
calling from the Village of Riverside Glen. Please proceed.
Lee Bertrand: Yes, hi there. Am I correct to assume that the best way
for potable water is ultraviolet, and can Legionellae be killed with an
accelerated hydrogen peroxide like Virox?
Dr. Leon Genesove: There are various ways of dealing with potable
water systems. I'm not an expert in all the methods of dealing with potable
water systems, But if you look at the ASHRAE standards, which I've got here
somewhere with me, it talks about using different types of decontamination
systems and different methods, like the silver ion methods, and I'm not sure
about the other methods. So you look at the various systems in the ASHRAE
standards, and you also have to make sure whatever you do is compatible with the
building code for plumbing. There are a number of ways of doing it. These are
all listed in the ASHRAE standard and in some of the other CDC guidelines. I
can't get into the details of each particular system and what's better, other
than saying that you have to do that.
Peggy Swerhun: Thank you. Next question?
Operator: Thank you. Your next question comes from Tom Clancy calling from
Providence Health Centre. Please go ahead.
Navik Kalil: It's Navik Kalil from Providence Health Care. I'd like to
ask you a question. What is the acceptable upper limit of Legionellae for a
hospital water distribution system?
Dr. Leon Genesove: Extremely low. You're talking about potable water
systems? What I mentioned in the talk is you want to rely on maintenance,
procedures and preventive maintenance and not on sampling numbers. Because if
you're talking about potable water systems you could have zero Legionellae when
you take a sample now and then you could have a growth, a spurt an hour later,
or you could have a dead leg somewhere in the system with slime and sediment in
it that will be growing Legionellae that you'll never get on routine
environmental sampling. You can have a showerhead contaminated that you won't
find. So you want to rely on specific maintenance, plus the fact when you do
environmental sampling it usually takes two weeks to get the results back at
least, so it really doesn't do you any good. You want to concentrate on
preventative maintenance.
In the event of an outbreak then you want to do extensive environmental
sampling throughout the system. Some of the standards you look at, or if you go
to some the manufacturers of biocides, or the standards of the Cooling Tower
Institute who publishes guidelines for prevention of Legionellae in cooling
towers, and some of the other water system maintenance suppliers, they will have
tables for levels of Legionellae that are acceptable or not acceptable. But
again, I think that you want to rely on preventive maintenance and not rely on
Legionellae numbers that may come and go; you won't get the results for two
weeks anyhow.
Navik Kalil: OK. Where can we get your presentation from now?
Dr. Leon Genesove: My presentation is right on the website now, the
Health Care Health & Safety Association's web site.
Peggy Swerhun: The transcript will also be on our website in a few
days.
Navik Kalil: Thank you very much.
Peggy Swerhun: Thank you. We have 10 more minutes for questions.
Operator: Thank you.
Dr. Leon Genesove: I just want to say you can also get information
from your suppliers of biocide and people who maintain your cooling towers and
through other people that maintain potable water systems and provide systems for
maintaining it. But a good place to start is the ASHRAE standards and CSA
standards and the CDC: they have very good outlines of what to do, and you're
going to have to develop a composite that's appropriate for your facility.
Operator: Thank you. Your next question comes Norm Stinson calling
from St. Joseph Health Care, London. Please proceed.
Norm Stinson: Doctor, you touched on this just a moment ago, but my
question was going to be that it takes up to 10 days, I'm told, to get a sample.
From a control point of view, that just doesn't cut it; I mean, there's no way
you can control when you don't get your results for 10 days. Is there some sort
of testing that we can use to give us an indication of whether or not we have a
problem and the magnitude of that problem?
Dr. Leon Genesove: Again, depending on the water system, you have to
rely on the preventive maintenance of the cooling towers, and you have to do
regular inspections. If you've got anywhere - whether it's the potable water
systems or in the cooling towers - if you've got sludge, you have biofilm
growth, there's going to be Legionellae that's going to eventually start to
amplify. You have to maintain your cooling towers and your potable water systems
or your decorative fountains, your hydrotherapy pools to ensure that there is no
sludge and no biofilm buildup. Now, for cooling towers, there is regular
microbial testing that's done often on a daily or weekly basis where you're
looking for general bacterial growth, and the biocide manufacturers will tell
you to keep the biocide level and the pH levels at a certain level to prevent
general bacterial growth and biofilm growth, as these all serve as sources of
nutrient for Legionellae. If there's too much general bacterial growth, it
indicates a poorly maintained cooling tower system, so your cooling water
maintenance people will tell you about the frequency of regular microbial
monitoring. There's a dipstick you can do, that you can check within a few hours
as to whether there's general microbial overgrowth. And there's another system -
I forget the name of - that gives you electronically more instant results. But
you certainly want to check in your cooling towers for general microbial
overgrowth to ensure your biocide and pH levels are correct.
Operator: Thank you. Your next question comes from Lauma Stikuts from
Kristus Darzs Latvian. Please proceed.
Lauma Stikuts: Yes, my question right offhand: would you remember if
electronic air filters would clean the system, the air supply?
Dr. Leon Genesove: I haven't seen that written anywhere that
electronic air cleaners are going to clean your -- you're talking about for the
cooling tower system?
Lauma Stikuts: No, within the air supply.
Dr. Leon Genesove: Oh, within the air supply. That's good for general
dust. It's not going to help you for infection control. You'll see on some of
the tuberculosis standards they'll talk about ultraviolet germicidal light, but
electronic air cleaners, you know, they clean big dust particles out of the air;
they're not for microbial decontamination.
Operator: Thank you. Your next question comes from Andrew McSherry.
Please proceed. He's calling from Hospital for Sick Children.
Andrew McSherry: My question is, I guess, the recommended maintenance
is to empty and clean four times a year. Now, the four times a year, is it the
tower that has to be emptied and the sump, or is it the entire condenser water
system that has to be dumped?
Dr. Leon Genesove: Usually you have to go through the -- I don't want
to go through the details of it, because I'm a physician, I'm not a cooling
tower system maintenance expert - you're looking at emptying and cleaning the
entire system and making sure there isn't any sediment there. So the ASHRAE
standard specifically talks about the sump, and I'm glad you brought that up,
although I don't remember what it specifically says there in the ASHRAE standard
about the sump. What the ASHRAE standard and the other standards do talk about
is inspecting the sump to ensure there's no sediment and biofilm buildup that
will promote growth, and I suspect you'll have to clean out the sump too also,
but you have to check with your competent maintenance people to ensure what's
necessary for your particular system.
Andrew McSherry: Thank you.
Operator: Thank you. Your next question comes from Lisa McCaskel and
she's calling from Ontario Public Service Union. Please proceed.
Lisa McCaskel: Hi, I'm just curious Dr. Genesove: you've listed the
ASHRAE and CSA and CDC standards. Are they all considered enforceable by your
inspectors or do they just write recommendations based on them or do they treat
them as law?
Dr. Leon Genesove: The first thing we look to is probably Canadian
Standards, because CSA gives you a general standard, then one would look to
other specific standards. ASHRAE's an extremely helpful standard that was
written by a public body, and again CDC. So if it were necessary that an
inspector issue an order under the general duty clause in the Occupational
Health and Safety Act, Section 25(2)(h), that requires all measures to be taken
to protect a worker's health and safety, then the narrative of the inspector's
report will reference the ASHRAE standard or CDC guideline as an appropriate
reference or guide to follow so that the employer will be in compliance with
25(2)(h)...
Lisa McCaskel: OK. Thank you.
Dr. Leon Genesove: In the order issued under 25(2)(h) with the
reference in the narrative, compliance with the ASHRAE guidelines will be
considered compliance with 25(2)(h).
Operator: Thank you. Would you like to take another question?
Dr. Leon Genesove: One more question.
Operator: Thank you. Doctor, your next question comes from Gregory
Hefferman. He's calling from Providence Continuing Health Care. Please go ahead.
Gregory Hefferman: I have a question to ask you. One of the experts at
the Centers for Disease Control, US Department of Health and Human Services,
OSHA and Health Canada seem to disagree on the use of sodium hypochlorite as far
as killing Legionellae, and they can't seem to agree among the four
organizations. What's your thoughts on that as far as trying to kill it or
control?
Dr. Leon Genesove: Yeah, I can't give you a definitive answer, either.
You're looking at basically two groups of chemical biocides: oxidizers and
non-oxidizers when you're dealing with chemical biocide. And once when you get
into that level of -- I'm sorry I can't give you a specific answer, especially
with all the other experts who actually maintain cooling towers. We can't agree
or disagree. Again, it's covered in the ASHRAE standards and there's a very good
discussion about the question that you've just asked in terms of pros and cons
in the -- if you look at the Association of Water Technologies website, which is
the website listed at the back of the presentation here, which is www.awt.org,
they have a PDF for Legionellae, and they get into a discussion of that specific
issue. So you may want to have a look there to get that answer.
Gregory Hefferman: Thank you.
Operator: Thank you. Dr. Genesove, I would like to turn the conference
back to you, sir, for closing remarks.
Dr. Leon Genesove: I'd like to thank everybody for attending and
listening. It's really exciting to have such a high attendance and have
everybody so committed to dealing with Legionellae prevention and occupational
health and safety. Peggy?
Peggy Swerhun: Thank you very much Dr. Genesove for your very
interesting and timely presentation. I'd also like to thank everyone for joining
us today. Probably the transcript will be available on our website within the
next few days. Don't forget to check our website regularly for important
occupational health and safety information. The coordinates are www.osach.ca.
This concludes our teleconference.
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